OVERVIEW ON EU CROSSBORDER PROCEEDINGS AND FUNDAMENTAL RIGHTS
UNCRPD in EU jurisdictions by following
the Convention’s definition of “disability”,
stating it was “a condition caused by an illness
medically diagnosed as curable or incurable
where that illness entails a limitation which
results in particular from physical, mental or
psychological impairments which in interaction
with various barriers may hinder the full and
effective participation of the person concerned
in professional life on an equal basis with
other workers, and the limitation is a longterm one.” 299 The obligation to respect the
rights of persons with disabilities is further
strengthened by Art 21 of the Charter, which
focuses on non-discrimination. It states that
“any discrimination based on any ground such as
sex, race, colour, ethnic or social origin, genetic
features, language, religion or belief, political or
any other opinion, membership of a national
minority, property, birth, disability, age or sexual
orientation shall be prohibited.”300 Following the
UNCRPD provisions, the term “disability” is
defined as “long-term physical, mental, intellectual or sensory impairments which in interaction
with various barriers may hinder (the) full and
effective participation (of persons) in society on
an equal basis with others.”301
Art 53 of the Charter also provides for the minimal level of protection provided vis-à-vis EU
law, stating notably that the Charter cannot be
interpreted as “restricting or adversely affecting
human rights and fundamental freedoms as recognized (…) by the European Convention for the
Protection of Human Rights and Fundamental
Freedoms.”302 The jurisprudence of the ECtHR
represents the lowest threshold for protection
and has been relied on by the CJEU in cases
involving cross-border proceedings.
The EU fundamental rights framework thus
relies on different international instruments,
which were interpreted in the context of
several CJEU judgements. The most relevant
caselaw developed in the context of cross-border proceedings in relation to fundamental
rights was Aranyosi and Căldăraru303 (and
later ML304 and Dorobantu,305 among others).
They all involve the use of the EAW FD, as
no cases could be identified that relied on
the TP, ESO and PAS FDs and fundamental
rights. In Aranyosi and Căldăraru, the Court
stated that, if there is a real risk that a specific
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fundamental right of the requested person
will be violated by surrendering him or her
to the issuing State, the national court of the
executing State should refuse to do so.306
When doing so, the Court expressly stressed
that such decision constituted an exceptional
derogation to the principle of mutual trust
between Member States.307 In the judgement,
the Court created a two-step approach to
guide national jurisdictions. At the outset, it
must be established that there are systemic
and generalised deficiencies in the state of
the issuing authority (step 1); and that there
are good grounds to believe that the specific
person that is subject to the European Arrest
Warrant will indeed suffer a breach of the a
fundamental right (step 2). The CJEU later
indicated that, in order to apply the two-step
approach, the first step needs to be confirmed
before the instance can demonstrate the
second.308 If both steps are completed, the
executing authority may refuse to surrender
the individual under Art 1(3) EAW.
Art 8 EAW FD lays out the information to
be transmitted by the issuing state to the
executing state in the context of the EAW.309
However, such a list does not include specific guarantees for the transfer of arrested
individuals who suffer from intellectual and/
or psychosocial disabilities. Based on the principle of mutual trust, states should rely on the
presumption of good treatment. However, the
EAW FD provides for the ad hoc possibility
of the executing state to request additional
information to the issuing state if the former
finds it insufficient to allow the surrender.310
In the cases of Aranyosi and Căldăraru, Dorobantu and E.D.L.,311 the fundamental right
not to be subjected to inhuman or degrading
treatment, as found in Art 4 of the Charter,
had been violated. The cases relied also on
the European Convention on Human Rights
provisions, under Art 3 (prohibition of torture)
and Art 15 (derogation in time of emergency),
as well as on ECtHR jurisprudence. Read in
combination with Art 23(4) of the EAW
Framework Decision, which stipulates that
“the surrender may exceptionally be temporarily
postponed for serious humanitarian reasons,
for example if there are substantial grounds for
believing that it would manifestly endanger the
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