Unfortunately, the Petitions Unit of the High Commissioner’s
office—the body that services the committees and assists in
all the mundane but essential tasks that effective follow-up
requires—is starved for funds. The current capacity they have
to facilitate follow-up to communications was described to me
as the equivalent of “less than half a person.” Moreover, while
the mandate of follow-up rapporteurs allows them to, in theory,
carry out meetings with states on an inter-sessional basis or even
conduct follow-up visits in country, in practice, this very rarely
happens. The one and only follow-up visit that the HRC conducted, for instance, was fifteen years ago. Moreover, by and
large meetings with states that are carried out by the rapporteur
only take place when the committee itself is in session, so only
three times per year. More can and should be done to improve
the treaty-bodies’ follow-up procedures. For instance, the
Human Rights Committee has only one follow-up rapporteur
for its many cases—numbering well into the hundreds—rather
than assigning multiple committee members to conduct follow
up, as committees like CEDAW do. It is my understanding that
CAT’s Rules of Procedure similarly permit the appointment
of multiple follow-up rapporteurs for communication; however, like the HRC, only one rapporteur presently works in this
capacity. I would also echo the remarks of earlier speakers that
committees really need to think creatively about increasing communication with other human rights mechanisms as part of their
follow-up duties. Special procedures, particularly whose remit
complements that of a particular treaty body can be useful in
this regard. For CAT, this would be the Special Rapporteur on
Torture and Other Cruel, Inhuman or Degrading Treatment or
Punishment; for CEDAW, it might be the Special Rapporteur
on Violence Against Women. The process of Universal Periodic
Review is also an important tool, but unfortunately it has only
given passing attention to the implementation of treaty body
decisions thus far.
Challenges to Implementation
Let me now turn briefly to identifying what we see as some of
the biggest challenges for implementing treaty body decisions.
One enduring challenge is their contested legal status. Dean
Grossman referred to individual communications earlier as a
“semi-judicial” procedure and certainly a number of legal commentators have persuasively argued that states, having accepted
the jurisdiction of the treaty bodies to adjudicate individual
complaints, are duty-bound to respect those decisions, and not
to act in contravention of them.27 These arguments have largely
failed to persuade states, however, many of which merely contest
committee findings and insist that they are not legally obligated
to implement them. That said, we have seen cases where states
will abide by a decision but make clear that they are not doing
so as a matter of legal duty; similarly, where compensation has
been paid, states will often explicitly state that it is being done
on an ex gratia basis.
Another important element to mention is remedies. In
the CAT’s case, the nature of the communications it receives
likely plays a key part in its above-average implementation rate.
Unlike the Human Rights Committee, which receives a large
number of complaints that span the Covenant, the vast majority
of the communications CAT has received concern allegations
that the petitioner’s deportation or extradition would breach
the respondent state’s non-refoulement obligation under Article
3. Now this is slowly changing, I think: you can read through
the CAT’s recent annual reports and see a rise in the number
of Article 1 and Article 16 cases. But certainly, with respect to
Article 3 complaints, the actions that a state must undertake (or
not undertake) are much clearer than the remedies that might be
appropriate in more complex litigation. Clarity of remedies is
also quite important. As an example, empirical evidence coming out of the Inter-American System supports the contention
of many civil society advocates that the more precise a court’s
remedial language is, the greater the influence it has on state
compliance.28 It makes it more difficult for states to avoid taking
action and better arms advocates, who can use the judgment as a
basis to press for implementation.
My last word on the UN: I want to underscore how crucial
the financial picture here is, since this dimension is too often
obscured in these more legal discussions. The General Assembly—a political body if there ever there was one—is in charge
of allocating the budget to the treaty bodies and can effectively
choke the system by not providing it with adequate funds. As
the number of States Parties and procedures continue to grow
and the Office of the High Commissioner for Human Rights’
budget has been further reduced, this becomes a real risk. In
this context, I should say, we are also entering the second stretch
of an ongoing, inter-governmental treaty-body “strengthening
process” in which a number of states have increasingly sought
to push back against what they argue are “non-mandated” activities of the treaty bodies, which, they insist, includes follow-up
activities. So this process really threatens to weaken these procedures and to more generally interfere with the independence
of committees and their ability to determine their own working
methods, including their engagement with NGOs. Those states
that are leading this negative agenda also see gain in dragging the
process on, leaving the treaty body system in perpetual limbo. So
we should not forget the political side of this discussion.
Finally, follow-up is crucial. Generally speaking, successful
implementation, we have found, occurs in cases with high
political visibility and a strong civil society presence capable of
complementing the committee’s follow-up efforts and applying
other domestic pressures. For instance, in reading through the
CAT’s most recent annual report, one case worth highlighting
is its 2006 decision against Senegal concerning its failure for
many years to prosecute the former dictator of Chad, Hissène
Habré.29 The Committee played an important role in pushing for
Habré’s prosecution. Indeed, it had been conducting follow-up
on the case throughout 2011, a point that the International Court
of Justice made note of when it issued its decision the following
year, also holding that Senegal was obligated to prosecute or
extradite Habré.30
28
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