torture is one of the oldest Special Procedures to date—created
in 1985—and as a result of its long-standing history and ever
expanding visibility, the mandate is frequently used by NGOs,
victims, and other interested parties around the world.
if verified, whether it gives rise to an unfulfilled obligation or
violation on the part of the state. As the Special Rapporteur on
torture, I do so by publishing my final views on communications
sent and replies received in my annual “observations report” to
the UN Human Rights Council.41
All Special Procedures apply three basic methodologies. The
first pillar of the work of Special Procedures includes issuing
communications to governments on specific cases involving
human rights violations—whether violations are based on allegations in practice or on legislative shortfalls. After I receive
communications from the public, the mandate acts on them by
trying to establish the veracity of the complaint and assess state
responsibility for the alleged acts. This procedure embodies
a case complaint mechanism accessible to the public at large.
The second pillar of the mandate’s work involves carrying out
country visits at the invitation of governments. As the Special
Rapporteur on torture, once I receive an invitation, I conduct an
independent assessment of the situation of torture and CIDT in
situ, which is followed by a report with my conclusions and recommendations. In these country reports, I recommend various
actions and measures that the government must undertake in order to comply with its obligations under the Convention against
Torture and other relevant provisions of international law relating to the implementation of the prohibition of torture and CIDT.
The third pillar of the mandate’s work is the thematic reports. As
the Special Rapporteur on torture, I have an opportunity twice
a year to expand upon a topic within our mandate that warrants
additional attention of the international community in order to
generate a discussion, mostly about areas of the mandate that are
not sufficiently understood, and to initiate a conversation about
standards.
However, Special Procedures do not have the capacity to engage in in-depth fact-finding or elaboration of the evidence. We
do not hold hearings nor do we require documentary evidence.
We are limited to the information provided and the response of
the government, if any. The process involves an exchange of
notes between the Special Rapporteur and the state and on the
basis of these exchanges we determine whether a violation of
the prohibition of torture has occurred or not. During the initial stages of this process, all communications are confidential,
meaning that when we write to the state we cannot share this
content with the applicant or anyone else. In my case at least I
make some allowance if someone calls me to ask if I am working on a certain case, I feel free to say “yes, I am” and to give
some general reasons as to why I am interested, although without
yet expressing any conclusions on the merits of the case. But at
least I think it is important to let the public know we are actually
working on a case if the public is interested. We do not, however,
reach out to the press ourselves to say we are working on a case.
There is, however, an exception when there are significant patterns of cases that urgently require our attention. For
example, during the Arab Spring, several of the UN Special
Rapporteurs issued joint press releases to reflect the urgency of
the situation. In addition, we previously have issued joint press
releases on death penalty cases as a strategy to urge the government to comply with its international legal obligations and
prevent the execution, even before the case is completed. However, for the most part, Special Procedures are subject to the
rule of confidentiality. When we do receive a response from the
state, we have to analyze whether the response is persuasive. In
some instances, states respond but do not specifically address
the content and questions of the submitted communication or
only partially do so. In other instances, states fail to respond at
all. In fact, approximately fifty percent of all communications
do not yield government responses.
Interacting with States
For the purposes of today’s discussion regarding evidence
and burdens of proof, the communications with governments
are of the utmost importance because it is through these communications that I determine whether allegations have been
proven. Considerations about evidence also apply to country
visits and reports to a certain extent, because in these I use cases
to illustrate identifiable trends in order to distinguish between
isolated cases and those cases that represent a pattern or even a
systematic practice. Focusing on the communications procedure,
however, I am of the belief that it is a case complaint mechanism
and should therefore be conducted under rules applicable to such
processes. Each Special Procedure has a governing UN Human
Rights Council resolution that provides for such a case complaint
mechanism.40 Thus, Special Procedures are allowed to receive
communications from the public and act on them in accordance
with the corresponding resolution. These mechanisms in practice
are, however, more or less defined as an exercise in engaging the
government in a conversation about allegations raised. Nevertheless, I believe very strongly that if the mandate represents to
the public that communications will be entertained, the Special
Rapporteur owes it to the petitioners to come to some kind of
conclusion about whether the allegation is verified or not and,
These cases are subsequently compiled into an annual observations report that is submitted to the UN Human Rights
Council. The report includes short descriptions of the cases,
my conclusions as to whether there was a violation, and recommendations. I often conclude that there has been a violation because most cases at this stage are based on highly credible facts.
Thus, it is no surprise that most of my observations—or final
views—are condemnatory. On occasion, however, I find that the
information provided by a government aligns with its obligations
under international law relating to the prohibition of torture and
CIDT. In these cases, I do not acquit the state. Instead, I request
further information regarding the state’s actions to ensure that
these actions match rhetoric as well as updates as the case ripens
domestically.
40
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