UNCAT Ratification Tool
reduces the Committee’s ability to monitor the implementation of the Convention or offer advice to
the State party during that time.
States should always endeavour in good faith to submit their initial report within one year. However,
if this is not possible, States should engage with the Committee Secretariat as a priority and agree a
date soon thereafter when the submission of the initial report will be possible.
States should also be aware that technical assistance and advice on reporting to treaty bodies is
available from OHCHR, other UN bodies, the CTI and civil society organisations. See the separate
briefing on ‘How the CTI Can Help’ for more information.
From Concluding Observations of the Committee against Torture (CAT) issued following reviews of,
various States parties’ initial reports, several priorities emerge.
In initial reports, States parties should:
1. Comply with the Committee’s general guidelines on the form and content of initial reports18
(and the new procedural requirements on word limits),
2. Add a common core document, as an essential complementary element of treaty body
reporting,19
3. Provide specific examples and statistics of how the Convention is implemented by the State
party in practice,20
4. Be frank and acknowledge the State party's shortcomings in the implementation of the
Convention,21
5. Report on the entire period under review,22
6. Submit the initial report within a year after ratification, and
7. Encourage civil society to participate in the preparation of the report.23
18
Compare the Concluding Observations for Iraq (CAT/C/IRQ/CO/1, 14 August 2015): "... The Committee
welcomes the submission of the initial report of Iraq and the information contained therein. It regrets,
however, that the report does not follow generally the Committee’s Guidelines on the form and content of
initial reports..."; with the Concluding Observations for Burundi (CAT/C/BDI/CO/1, 15 February 2007): "The
Committee welcomes the submission of the initial report of Burundi, which is in conformity with the
Committee’s guidelines for the preparation of initial reports...".
19
Concluding Observations for Qatar (CAT/C/QAT/CO/1, 25 July 2006), §2.
20
See Concluding Observations for the Congo (CAT/C/COG/CO/1, 28 May 2015): “[the CAT] regrets that the
report does not contain statistical data and concrete examples relating to the implementation of the
Convention”. Or Mongolia (CAT/C/MNG/CO/1, 20 January 2011): "while generally following the Committee’s
guidelines for reporting, [the report] lacks statistical and practical information on the implementation of the
provisions of the Convention." OHCHR have published a guide to the measurement and implementation of
human rights, with illustrative indicators which might assist States in their collection of relevant data. See
OHCHR, Human Rights Indicators (Geneva, 2012), available online at http://www.ohchr.org. See, in particular,
illustrative indicators on p.91 (Table 4).
21
The Committee always appreciates efforts by the State party to present its shortcomings honestly. In the
Concluding Observations for Burundi (CAT/C/BDI/CO/1, 15 February 2007), “[t]he Committee notes with
satisfaction the frankness with which the State party acknowledges the gaps in its legislation relating to the
elimination and prevention of torture. It also appreciates the effort made by the State party to identify the
corrective steps needed.” See also Concluding Observations for Guyana (CAT/C/GUY/CO/1, 7 December 2006,
§2), Kenya (CAT/C/KEN/CO/1, 19 January 2009, §2), and Chad (CAT/C/TCD/CO/1, 4 June 2009, §2).
22
See Concluding Observations for Tajikistan (CAT/C/TJK/CO/1, 7 December 2006), §2.
23
See Concluding Observations for Mongolia (CAT/C/MNG/CO/1, 20 January 2011), §2.
26
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