Doubt in Favour of the Defendant, Guilty Beyond Reasonable Doubt
concrete substance for the presumption of innocence,”422 and “because of
the possibility that he may lose his liberty upon conviction and because of
the certainty that he would be stigmatized by the conviction.”423 Second,
the Court reasoned that the reasonable doubt standard is “indispensable
to command the respect and confidence of the community in applications
of the criminal law,” giving individuals the confidence that “[their]
government cannot adjudge [them] guilty of a criminal offence without
convincing a proper factfinder of [their] guilt with utmost certainty.”424
The Fourteenth Amendment to the US Constitution provides that no
State “shall deprive any person of life, liberty, or property, without due
process of law.” The Court explicitly held that “the Due Process Clause
[of the Fourteenth Amendment to the US Constitution] protects the
accused against conviction except upon proof beyond a reasonable doubt
of every fact necessary to constitute the crime with which he is charged.”425
This was a radical decision with broad implications.426 The Court read
the reasonable doubt standard into the US Constitution, though it is not
explicitly in it. Forlornly, the Court did not define reasonable doubt. Some
have criticized the US Supreme Court for failing to address the central
issue of how and to what extent should the reasonable doubt standard be
defined in jury instructions?
Jon O. Newman (Chief Judge of the US Court of Appeals for the Second
Circuit) advances several compelling arguments. He argues that in Winship
the Court failed to consider “the critically related issue of whether the
Constitution set some standard for assessing the sufficiency of evidence
that would permit a valid conviction under the ‘reasonable doubt’
Winship, at 363.
Winship, at 363.
424
Winship, at 364.
425
Winship, at 364. See also Section 1 of the Fourteenth Amendment to the United States Constitution.
426
Shealy aptly notes that “the implications of the Court’s holding in Winship were nothing less than
revolutionary to criminal law. Ultimately, Winship and its progeny substantially changed the rules
applying to many affirmative defences and some lesser included offenses. In the case of affirmative
defences, the defendant no longer has the burden of persuasion. Once such defences are raised, that
is, once the defendant has met a ‘burden of production,’ the burden to disprove the existence of an
affirmative defence shifts to the prosecution.” See Shealy, p.231, note 28. Shealy relies on several
post-Winship cases, dealing with claims that the jury instruction regarding the standard of proof
violated due process rights: Montana v. Egelhoff, 518 U.S. 37, 54 (1996), holding that “[t]he Due Process
Clause, U.S. Const. amend. XIV, requires proof beyond a reasonable doubt of every fact necessary to
constitute the charged crime, and a jury instruction which shifts to the defendant the burden of
proof on a requisite element of mental state violates due process”; Martin v. Ohio, 480 U.S. 228, 23031 (1987), holding that “[u]nder Ohio law, every person accused of an offense is presumed innocent
until proven guilty beyond a reasonable doubt, and the burden of proof for all elements of the
offense is upon the prosecution…. The burden of going forward with the evidence of an affirmative
defence and the burden of proof by a preponderance of the evidence, for an affirmative defence,
is upon the accused.” See also Francis v. Franklin, 471 U.S. 307, 313 (1985), holding that “[t]he Due
Process Clause of the Fourteenth Amendment protects the accused against conviction except upon
proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is
charged. This constitutional principle prohibits the state from using evidentiary presumptions in a
jury charge that have the effect of relieving the state of its burden of persuasion beyond a reasonable
doubt of every essential element of a crime.” See also Sandstrom v. Montana, 442 U.S. 510, 516-17
(1979); Patterson v. New York, 432 U.S. 197, 220-21 (1977); Mullaney v. Wilbur, 421 U.S. 684, 706 (1975).
422
423
100
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