C O M P A R AT I V E S T U D Y
defence and other defences by a “preponderance of evidence.”303 This
standard also referred to as the “balance of probabilities,” is satisfied if
there is a greater than fifty percent chance that the proposition is true.304
In raising an insanity defence, the US Supreme Court has held that it is
not a violation of due process rights for a state to require the accused
to establish the insanity defence beyond a reasonable doubt.305 However,
notwithstanding the constitutionality of imposing such a high burden on
the accused in raising an insanity defence, the majority of states in the US
require a much lower evidentiary threshold.306
Similarly, in the UK, judges are not required to leave to the jury “every
facile mouthing of some easy phrase of excuse” submitted by the accused,307
nor claims for which there is no “scintilla of evidence.”308 For instance,
when raising a defence of insanity, the accused has to establish it by a
preponderance of evidence.309
Put differently, whether the accused has discharged its burden of
production in putting forward a defence is not an issue of fact for the jury.
It is an issue of law. The judge decides the legal issue as to whether there
is sufficient evidence to instruct the jury to consider the factual issue and
make a finding of fact. If the accused adduces the requisite amount of
303
See generally Martin v. Ohio, 480 US 228 (1987), requiring the proof by a preponderance of evidence
for self-defence; Patterson v. New York, 432 U.S. 197 (1977), requiring the proof by a preponderance of
evidence for the affirmative defence of extreme emotional distress.
304
Miller v. Minister of Pensions [1947] 2 All ER 372. For further discussion on the standards and
burdens of proof see generally James P. McBaine, Burden of Proof: Degrees of Belief, 32(3) Cal. L. Rev.
242 (1944); William Trickett, Preponderance of Evidence and Reasonable Doubt, 10 Forum 75, 86
(1905-1906) (hereinafter “Trickett”); Jefferson Ingram, Criminal Evidence 73 (Routledge, 2014); Ronald
Bacigal, Criminal Law and Procedure: An Overview 13 (Cengage Learning, 2008).
305
See Leland v. Oregon, 343 U.S. 790, 791 (1952), where the US Supreme Court held that the state’s
requirement to establish the defence of insanity beyond a reasonable doubt was not a violation of due
process rights. The US Supreme Court cited Henry Weihofen, Insanity as a Defence in Criminal Law
148-151, 172-200 (1933), listing twelve states as requiring proof by a preponderance of the evidence,
four as requiring proof “to the satisfaction of the jury,” two which combine these formula, one where
by statute the defence must be “clearly proved to the reasonable satisfaction of the jury,” one where
it has been held that the jury must “believe” the defendant insane, and one where the quantum of
proof has not been stated by the court of last resort, but which appears to follow the preponderance
rule. Twenty-two states, including Oregon, are mentioned as holding that the accused has the
burden of proving insanity, at least by a preponderance of evidence.
306
Requiring preponderance of evidence, see Lackey v. State, 615 So. 2d 145, 151-152 (Ala. Crim. App.
1992); McCarlo v. State, 677 P.2d 1268, 1272 (Alaska App. 1984); Diaz v. State, 508 A.2d 861, 863 (Del.
1986); Flowers v. State, 353 So. 2d 1259, 1270 (Fla. App. 1978); Johnson v. State, 209 Ga. App. 514, 516,
433 S.E.2d 717, 719 (1993); Requiring “clear and convincing evidence,” see Mitchell v. State, 323 Ark. 116,
120, 913 S.W.2d 264, 266 (1996); Ariz. Rule Crim. Proc. 11.5 (1987 and Supp. 1995). As the US Supreme
Court reasoned: “Today, Oregon is the only state that requires the accused, on a plea of insanity, to
establish that defence beyond a reasonable doubt. Some twenty states, however, place the burden
on the accused to establish his insanity by a preponderance of evidence or some similar, measure
of persuasion. While there is an evident distinction between these two rules as to the quantum of
proof required, we see no practical difference of such magnitude as to be significant in determining
the constitutional question.” Leland v. Oregon, 343 U.S. 790, 798 (1952).
307
Bratty v. Attorney-General for Northern Ireland, [1963] AC 386, 416-417.
308
DPP v. Walker¸[1974] 1 W.L.R. 1090, 1094. See, generally, Richard May, Criminal Evidence mn. 4-08
– 4-46 (Sweet & Maxwell, 3rd ed. 1995).
309
Sodeman v. Regem, [1936] W. N. 190, requiring the proof on the balance of probabilities
(preponderance of evidence) to establish the defence of insanity. See also Timothy H. Jones, Insanity,
Automatism, and the Burden of Proof on the Accused 11 L. Q. Rev. 475 (1995), criticizing this standard
as applied to the defence of insanity as conflicting with the presumption of innocence.
69
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