EXTRACTION – THE COMPLEX EXERCISE OF THE ACCESS TO PUBLIC ADMINISTRATION FILES ACT
The explanatory notes do not give many pointers as to how ‘functional facts’
are identified. And it does not make it any easier that the explanatory notes
seem to be meant for cases where the authorities make actual decisions within
the meaning of the law. Because it is not in such cases that the difficult extraction issues occur. These issues occur in the general administrative cases – for
example about big construction projects or the preparation of political strategies – which are also the kind of cases which the Ombudsman’s extraction cases
typically concern.
Therefore, some specific cases from the Ombudsman’s practice best illustrate
what ‘functional facts’ may be.
THREE EXAMPLES OF ‘FUNCTIONAL FACTS’
Case No. 2014-14 in the Ombudsman’s Annual Report for 2014 was about a
memo sent by the Customs and Tax Administration (SKAT) to the Minister of
Taxation. The Customs and Tax Administration’s practice on preliminary VAT
fixing had proved to be wrong, and therefore the Customs and Tax Administration had changed its practice and planned further initiatives. The memo
had been sent to the Minister to give him a basis for assessing possible further
initiatives, among other things. The Customs and Tax Administration had
exempted the memo from access and did not find that it contained information
subject to extraction. No further grounds for this viewpoint were stated. Even
though some of the information in the memo were assessments, the Ombudsman concluded that most of the information had to be extracted. The Ombudsman emphasised that the information described the matters which formed the
basis for the Customs and Tax Administration’s deliberations in the case, hence
shedding light on the grounds for the initiatives which the Customs and Tax
Administration had decided to implement. Thus, the Ombudsman attached
importance to the function of the information in the case.
Another case – the Ombudsman’s Annual Report for 2014, Case No. 201421 – concerned whether information in the Ministry of Transport’s work place
evaluation was subject to extraction. The Ministry of Transport had exempted
the work place evaluation from access in its entirety. A great deal of the information in the work place evaluation consisted of summaries of employees’
estimates of or attitudes towards certain questions. The Ombudsman concluded
that the results of the work place evaluation were subject to extraction. He emphasised that even though the results had a subjective quality, they were part of
the basis needed to assess which initiatives were necessary for the work environment in the Ministry. Again, the Ombudsman emphasised the character of the
information as ‘functional facts’ in the case.
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