CAT/C/68/D/852/2017
against Dr. Leeks in Victoria, Australia; 14 and in 2010, the complainant brought his
complaint about Dr. Leeks to the Medical Council of New Zealand.15
4.4
Following the settlement of the Lake Alice class action, the Government offered
compensation and apologies to the litigants, including the complainant. The complainant
also had the opportunity to attend a confidential listening and assistance service. It is not
known whether he took this opportunity. This service was established by the Government
in 2008 to provide a confidential and supportive forum for people who had experienced
abuse or neglect during their time in State care in the residential special education, health
and welfare sectors before 1992. The service is now discontinued.
4.5
The State party then refers to the complaints to the police in the 2000s. In 2002,
several former patients involved in civil proceedings complained to the police. 16 Two
further complaints followed in 2006, including one by the complainant on 21 April 2006.
Complaints referred to the application of electric shocks and the administration of drugs as
punishment, and also alleged instances of sexual offending.
4.6
The police took a number of steps to investigate the complainant’s allegations and
see if further inquiry was warranted: it made contact with the person who represented most
of the claimants in the civil action and obtained the files relating to those whose complaints
had been referred to the police; it received additional files from other complainants or
through intermediaries; searches were undertaken to locate earlier complaints; medical
records, where available, were obtained; inquiries were carried out with some of the staff
identified by the patients and their statements recorded; some of the key statements made
earlier by staff witnesses were obtained; an expert opinion regarding the use of
electroconvulsive therapy on children was obtained; the site of the former Lake Alice
Psychiatric Hospital was photographed and the site plans obtained; and the complainants’
statements were analysed against the available medical notes. The police found evidence of
the application of electroconvulsive therapy in both treatment modes and the application of
electric shocks in circumstances that might suggest use as a form of aversion therapy or
14
15
16
In a letter dated 20 July 2006, the Medical Practitioner Board of Victoria, Australia, advised the
complainant that Dr. Leeks had ceased all forms of medical practice and given an undertaking that he
would not return to practice in any jurisdiction. The Board explained that its primary role was to
protect the community and in light of the undertaking received from Dr. Leeks, it would not be
proceeding with the hearing. In a letter of 23 September 2011 addressed to another Lake Alice victim,
the Australian Health Practitioner Regulation Agency observed that Dr. Leeks’ undertaking to
discontinue practice was the most severe outcome that might have been achieved by any formal
Board hearing.
On 22 June 2012, Council responded that an investigation process had been initiated in 1977, but that
there were no records of what had occurred. It was also not clear what alternatives were available to
the Medical Council in 1977. The Council stated: “if a similar complaint came to the Medical Council
of New Zealand now, they would assess it and either deal with it as an issue of competence or of
conduct. Under both those pathways the possible interventions are multiple. While the Council can in
some serious circumstances temporarily suspend a doctor’s practising certificate, any removal from
the register would depend on a successful prosecution on conduct grounds with the Health
Practitioners Disciplinary Tribunal”. According to the Council, there was no capacity to relitigate
what was done all those years ago against current processes and standards. The Chair advised that
there was no jurisdiction over Dr. Leeks following his deregistration.
The police needed to determine the evidential sufficiency of the complaints and weigh the public
interest factors in a prosecution. One of the complaints received was selected as a representative
complaint for evaluation. This was a complaint from the same adolescent boy who had been the
subject of the Commission of Inquiry in 1977. In April 2004, the police determined there was
insufficient evidence to initiate a criminal prosecution responsibly. However, it was considered that
the complaint raised serious questions that merited further investigation. On 7 October 2004, the
police took a statement from a former school teacher at Lake Alice during the 1970s, who stated that
electroconvulsive therapy was administered as a punishment for failing to achieve adequate grades in
school work and for other behavioural issues. The police also entered into correspondence with
various parties who had an interest in the investigation. In September 2005, they received a media
inquiry regarding the possible extradition of Dr. Leeks from Australia. The police confirmed their
view that no activity or intervention with patients at Lake Alice had been disclosed that amounted to a
criminal offence.
5