ESSEX PAPER 3: INITIAL GUIDANCE ON THE INTERPRETATION AND IMPLEMENTATION OF THE UN NELSON MANDELA RULES
prisoners,68 discrimination, self-harm or suicide, and also the identification of any specific needs of
prisoners.
The experts stressed that mental health issues should not be misinterpreted as a risk factor when
determining classification levels. This is supported by Rule 41(d) of the Bangkok Rules which
states that the gender-sensitive risk assessment and classification of prisoners must: ‘Ensure that
those with mental health care needs are housed in accommodation which is not restrictive, and at
the lowest possible security level…’
Most countries allocate prisoners in low, medium and high security levels. The security level
to which prisoners are subject to should be the ‘minimum necessary to achieve their secure
custody’.69
However, in the absence of effective classification system, prisoners are frequently over-classified
(i.e. housed in higher security facilities than necessary). The number of prisoners who present
a genuine risk of escape or a risk to themselves, other prisoners or staff is usually quite small.70
Allocating prisoners to the minimum security level necessary has three primary benefits: the
treatment of prisoners will be more humane (and in line with the principle of minimising differences
to life at liberty); staff will have greater capacity to mitigate and minimise the risk of those prisoners
who do pose an actual risk; and as higher security facilities are more expensive, there will be
financial gains by minimising the number of prisoners allocated to high security levels.
The Essex group highlighted the potential damaging consequences of placing low security
prisoners in high security facilities/regimes and noted that certain groups are more likely than
others to suffer the adverse effects of high security classification. This included women prisoners,
for whom the UN Bangkok Rules require classification methods and sentence planning that
address the gender-specific needs and circumstances. They specify that a gender-sensitive risk
assessment shall:
‘Take into account the generally lower risk posed by women prisoners to others, as well as the
particularly harmful effects that high security measures and increased levels of isolation can
have on women prisoners.’71
A proper risk assessment on admission and regular review to reallocate a prisoner to a lower or
higher security level forms part of this measure. In particular prisoners nearing the end of their
sentence should be placed in low security accommodation to prepare them for their return to
society.72
While in some countries judges handing down the sentence also specify the security level for
imprisonment, the experts noted that prison authorities are better placed to determine the security
requirements. This approach also facilitates the review of security levels at regular intervals, which
can act as an incentive for prisoners.73 However, the experts stressed the need for transparent
criteria and avenues to challenge classifications, even more so in systems where the category
European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment (CPT), 11th
General Report on the CPT’s activities covering the period 1 January to 31 December 2000, 3 September 2001, CPT/
Inf (2001) 16, para. 26 (CPT 11th General Report).
68
Rule 51 of the European Prison Rules also states explicitly that security measures applied to individual prisoners shall
be the minimum necessary to achieve their secure custody.
69
Handbook on Dynamic Security, p. 5.
70
UN Bangkok Rules 40 and 41.
71
See Rule 87 on the need for steps to be taken to ensure ‘a gradual return to life in society’.
72
Andrew Coyle, A Human Rights Approach to Prison Management: Handbook for Prison Staff: Second edition, International Centre for Prison Studies, London, 2009, p. 62 (A Human Rights Approach to Prison Management).
73
Penal Reform International and the Essex Human Rights Centre
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