RISK FACTORS DERIVING FROM AN OVEREMPHASIS ON SECURITY
It is worth noting a number of procedural safeguards
have been enshrined in the revised Standard Minimum
Rules for disciplinary measures and procedures in
general. First and foremost, there is the recognition
that to the greatest extent possible, conflict prevention,
mediation or any other alternative dispute resolution
mechanism should be used to prevent disciplinary
offences and to resolve conflicts. Moreover, sanctions
should not include the prohibition of family contact,
but rather be limited to restrictions for a limited time
period and only as strictly required for the maintenance
of security and order. A record should be kept of the
imposition of disciplinary sanctions.105
Prisoners in isolation should be subject to particular
attention by monitoring bodies. Monitors should ensure
that their visits include a thorough examination of the
use of isolation, segregation and solitary confinement,
including its frequency and length. They should closely
review the classification systems, and decisions to
isolate prisoners, including whether these are based on
an individual risk assessment. The use of isolation for
‘protection’ of vulnerable groups should be examined
carefully.
Monitoring bodies should also pay particular attention
to the conditions in segregation units and their impact
on the mental well-being of the prisoners, examining
in particular the possibility for detainees to maintain
meaningful human contact. Furthermore, monitoring
bodies should inquire whether segregation is applied in a
discriminatory way towards certain groups or individuals.
This requires interviews in private with detainees in actual
or recent solitary confinement, checking the relevant
registers, and interviews with staff.
6. ‘Super-max’ prisons
The increase of so-called ‘super-max prisons’ in various
countries illustrates the excessive recourse to highsecurity facilities, even though violent prisoners who pose
a high threat to staff and other detainees are generally
only a small proportion of the prison population.
‘Super-max prisons’ are characterised by a very
restrictive detention regime where detainees spend 22
to 23 hours in their cell, with only an hour’s outdoor
exercise, usually alone in small courtyards. Limited
human contact with staff, fellow inmates or family lead to
social isolation and de facto solitary confinement, despite
its sustained consequences on the mental health of
prisoners (see above in Sections 2 and 5).
High security and ‘super-max’ in Brazil
In 2006, Brazil built three federal high security
prisons to detain prisoners considered too
dangerous to be kept in the state’s prison
system. Detainees are locked in their individual
cell for 22 hours a day, with two hours outdoor
exercise. They are not allowed to receive
newspapers and have no access to radio or
TV. Family visits, including conjugal visits, are
allowed every two weeks, and are difficult due
to the remote location of these prisons. The staff,
with a ratio of almost 1 guard to 1-2 detainees,
are under the control of the federal police. In a
report to the federal prison of Campo Grande,
the Ministry of Justice considered that the
quasi-absolute isolation of detainees was one of
the main issues of concern, with consequences
on detainees’ mental health, evidenced by the
general use of anti-depressants.106
In such a system, human dignity is infringed in various
ways, from deprivation of human contact to an increased
risk of torture and ill-treatment and infringements of the
right to mental health, with consequences beyond the
duration of such confinement.
While security considerations are used to justify such highsecurity regimes, experience demonstrates that isolation
does not necessarily lead to a more secure environment
but exacerbates misconduct and psychiatric disorders.
In the state of Mississippi, USA, litigation filed in 2002
– which ultimately was settled out of court – resulted in
reform within the Mississippi Department of Corrections,
including the reduction of the segregated population
in the Unit 32 Super-max facility from 1,000 to 150.
The transfer of segregated prisoners to less restrictive
regimes was based on a revision of the classification
procedure,107 which limited segregation to detainees who
committed serious infractions of the prison rules, are
high-level gang members, or have made prior escape
attempts. This was combined with a mental health
treatment programme. The changes in policy were
accompanied by a sharp reduction in prison violence.108
According to the study, monthly statistics showed an
almost 70 per cent drop in serious incidents, both
prisoner-on-staff and prisoner-on- prisoner.109 While
prisoners remaining in the segregation unit continued to
constitute a difficult population, following the change in
policy they felt a greater sense of fairness and the rate of
serious incidents remained relatively low.110
Following this positive experience, the extensive use of
solitary confinement and super-max in the US has been
questioned. In June 2012, the Senate Committee on
105. Revised Standard Minimum Rules, Rules 38, 43(3) and 8(e).
106. Ministerio da Justicia, Conselho nacional de política criminal e penitenciairia, Relatorio da visita de inspeçao ao Estado o Mato Grosso do Sul, 8-9
March 2010.
107. ‘When the classification staff employed the new criteria and reviewed all the prisoners in Unit 32, they discovered that nearly 80% of the population
in administrative segregation did not meet the new criteria.’ See Beyond supermax administrative segregation – Mississippi’s experience rethinking
prison classification and creating alternative mental health programs, 21 July 2009, p5.
108. Beyond supermax administrative segregation, op.cit, p3.
109. Beyond supermax administrative segregation, op.cit, p7.
110. Beyond supermax administrative segregation, op.cit, p11.
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