RISK FACTORS DERIVING FROM AN OVEREMPHASIS ON SECURITY
Inspired by these developments, the revised Standard
Minimum Rules have incorporated explicit restrictions on
the use of solitary confinement, regardless of whether
it is imposed as a disciplinary sanction or for the
maintenance of order and security.91
Furthermore, the revised Standard Minimum Rules
emphasise that solitary confinement shall not be applied
by virtue of a prisoner’s sentence, as is the case in some
countries, for example for prisoners on death row or
lifers.100
Regardless of its duration, the revised Standard Minimum
Rules require authorisation by law or regulation of ‘any
form of involuntary separation from the general prison
population,(…) including policies and procedures
governing the use and review of, admission to and
release from any form of involuntary separation’.92
Where no absolute prohibition applies, solitary
confinement should still be imposed only ‘in exceptional
cases as a last resort, for as short a time as possible and
subject to independent review, and only pursuant to the
authorization by a competent authority’.101
Beyond this general requirement of a legal basis,
concrete restrictions and procedural safeguards have
been put in place for solitary confinement, which the
Rules define as ‘confinement of prisoners for 22 hours or
more a day without meaningful human contact’.93
Absolute prohibitions apply for the indefinite and prolonged
use of solitary confinement, with ‘prolonged’ defined as
‘a time period in excess of 15 consecutive days’.94 The
prohibitions included in other UN standards regarding
children, pregnant women, women with infants and
breastfeeding mothers are reiterated in the revised Standard
Minimum Rules.95 A prohibition has also been incorporated
for ‘prisoners with mental or physical disabilities when their
conditions would be exacerbated by such measures’. It
is worth noting in this context that an absolute prohibition
of solitary confinement for persons with mental illness
has been recommended by the Istanbul Statement on
the Use and Effects of Solitary Confinement,96 which was
reiterated by the Special Rapporteur on Torture97 and the
Subcommittee on Prevention of Torture.98
Report of the UN Special Rapporteur on Torture99
Research has shown that solitary confinement
often results in severe exacerbation of a
previously existing mental condition. Prisoners
with mental health issues deteriorate
dramatically in isolation. The adverse effects of
solitary confinement are especially significant
for persons with serious mental health problems
which are usually characterized by psychotic
symptoms and/or significant functional
impairments. Some engage in extreme acts of
self-mutilation and even suicide.
Regardless of the circumstances of isolation, efforts
should be made to raise the level of meaningful social
contacts for prisoners.102 This is acknowledged by
the revised Standard Minimum Rules, which require
prison administrations to take the necessary measures
to alleviate the potential detrimental effects where
prisoners are or have been separated from the general
prison population.103 This means that prisoners must
have meaningful social contact with others, for example
by raising the level of staff-prisoner contact, allowing
access to social activities with other prisoners and
more visits, arranging in-depth talks with psychologists,
psychiatrists, volunteers of NGOs, from the local
community, or religious prison personnel, if so wished
by the detainee. Regular contact with family members
through visits, letters, phone calls or emails are crucial
for detainees. The provision of meaningful in cell and out
of cell activities, such as educational, recreational and/or
vocational programmes, are equally important to prevent
infringements of the right to dignity and health, and will
have a positive effect on levels of violence.
The role of health-care personnel has also been clarified
in the revised Standard Minimum Rules. While required
to pay ‘particular attention to the health of prisoners held
under any form of involuntary separation, including by
visiting such prisoners on a daily basis’ they ‘shall not
have any role in the imposition of disciplinary sanctions or
other restrictive measures’. Health-care personnel should
report adverse effects of such measures to the director
of the facility, without delay, and have the authority to
review and recommend changes ‘to ensure that such
separation does not exacerbate the medical condition or
mental or physical disability of the prisoner’.104
91. Revised Standard Minimum Rules, Rule 37(d) and Rules 43-46.
92. Revised Standard Minimum Rules, Rule 37
93. Revised Standard Minimum Rules, Rule 44.
94. In Rule 43(a) and (b), the revised Standard Minimum Rules classify such practices as ‘restrictions or disciplinary sanctions’ amounting ‘to torture or
other cruel, inhuman or degrading treatment or punishment’; Rule 44 includes a definition of prolonged solitary confinement.
95. Revised Standard Minimum Rules, Rule 45 (2), with reference to Rule 67 of the United Nations Rules for the Protection of Juveniles Deprived of their
Liberty (resolution 45/113, annex); and Rule 22 of the United Nations Rules for the Treatment of Women Prisoners and Non-custodial Measures for
Women Offenders (the Bangkok Rules) (resolution 65/229, annex).
96. The Istanbul Protocol on the use and effects of solitary confinement, adopted on 9 December 2007 at the International Psychological Trauma
Symposium, Istanbul.
97. Report of the Special Rapporteur on torture and other cruel, inhuman and degrading treatment, 5 August 2011, A/66/268, para. 86.
98. For example, Report on the visit of the Subcommittee on Prevention of Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment to the
Republic of Paraguay, 7 June 2010, CAT/OP/PRY/1, para. 185.
99. Report of the Special Rapporteur on torture and other cruel, inhuman and degrading treatment, 5 August 2011, A/66/268, para. 86, para. 68.
100. Revised Standard Minimum Rules, Rule 45
101. Revised Standard Minimum Rules, Rule 45
102. Istanbul Statement on the use and effects of solitary confinement adopted on 9 December 2007 at the International Psychological Trauma Symposium, p4.
103. Revised Standard Minimum Rules, Rule 38 (2)
104. Revised Standard Minimum Rules, Rule 46.
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