UNDERSTANDING DIGNITY AND SECURITY IN PRISONS
corresponding dynamics in prison settings, as well as
social care and assistance, including early detection of
mental health issues, are also a requirement.
The revised Standard Minimum Rules make reference to
the obligation of administrations to ensure the safety and
security of prisoners, staff, service providers and visitors
at all times.9
2. Security in detention: a
legitimate concern
Providing for security and order is fundamental in places
of detention. From a human rights perspective, security
and safety constitute an integral part of the state’s
responsibility to protect persons deprived of their liberty.
The state ‘assumes a heightened duty of protection by
severely limiting an individual’s freedom of movement and
capacity for self-defence’.10
Inter-American Commission on Human
Rights
‘The fact that States exercise effective
control of the prisons implies that it must be
capable of maintaining internal order and
security within prisons, not limiting itself
to the external perimeters of the prisons. It
should be capable of ensuring at all times
the security of the prisoners, their family
members, visitors and those who work in the
place.’11
Ensuring safety includes the provision of measures to
prevent and respond to fires or other emergencies, and
appropriate working conditions for prisoners and staff.
It also includes policies to prevent and reduce levels of
suicide and self-harm.
Security in places of detention has several components.
Firstly, there is the question of external security
(sometimes called perimeter or physical security) aimed
at the need to prevent escapes and other undesired
and unlawful contact with the outside world. This is
mainly achieved through physical structure, such as the
prison buildings, walls and fences, alarms and detection
systems.
Secondly, there is the question of security within the
prison, sometimes referred to as procedural security
or control. Procedural security covers such matters
as to how prisoners move around the facility, what
possessions they are permitted to keep, how they and
their visitors are searched, as well as the basic daily
routine. Reasonable and proportionate disciplinary rules,
that both prisoners and staff have the responsibility to
observe, contribute to a well- ordered environment.
Effective procedural security requires not only a clear set
of regulations, but must be implemented by staff that are
adequate in number, recruited on merit, well trained and
adequately paid.
UN Prison Incident Management Handbook
‘Effectively managing the movement of
prisoners within a prison depends on:
• staffing levels being commensurate with
•
•
•
•
the number of prisoners;
the level of staff skills and competency;
the layout/configuration of the prison;
the effectiveness of static security
infrastructure;
the ability to effectively classify and
separate categories of prisoners.’12
Almost all prison systems have a range of different
security levels to match the risks presented by prisoners.
Prisoners will be subjected to a process of classification
when they first arrive and are allocated to an appropriate
level of security. In many countries a ���progressive’ system
is applied which means that if prisoners comply with
the rules they may later be moved to a less restrictive
security categorisation.
At one extreme, there are facilities or parts of facilities
with very high levels of security, catering for individuals
perceived to pose a high risk to other prisoners or
themselves, a flight risk, or a high risk to the public if they
were to escape. At the other extreme, there may be open
prisons where prisoners go to work in the community,
have keys to their rooms and live with relative freedom of
movement. In between, most states have prisons with a
variety of security levels or categories.
One key aspect of safety within prison is the need to
prevent violence between prisoners. This can have
several dimensions, from isolated acts of violence against
individual inmates, regular violence against the most
vulnerable detainees, systems of violence by informal
structures of gangs or leaderships, to systems of ‘selfgovernment’ where the prison’s internal security is left in
the hands of inmates themselves.13 In many parts of the
world, particularly where prisoners are held in dormitory
style accommodation or in large halls, control is
effectively in the hands of the most dominant prisoners.
9. Revised Standard Minimum Rules, Rules 1 and 76.
10. UN Special Rapporteur on Extrajudicial, Summary or Arbitrary Executions, Report to the UN General Assembly, 5 September 2006, A/61/311, para.51.
11. Inter-American Commission on Human Rights (IACHR), Report on the human rights of persons deprived of liberty in the Americas, 2011, para.77.
12. United Nations, Prison Incident Management Handbook, 2013, p26.
13. On this issue, see the IACHR report op.cit, para.79-93. The European Committee for the Prevention of Torture’s (CPT) Report on Latvia 2007 para.40
describes the informal caste based hierarchy common in post-Soviet countries.
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Penal Reform International | Balancing security and dignity in prisons: a framework for preventive monitoring