PART 2.2
out the key points of the law of responsibility,
confirming that a State will be responsible for
acts or omissions that are: (i) attributable to the
State; and (ii) a breach of its international legal
obligation. These issues are considered further
below with specific reference to public-sector
complicity in trafficking.
ATTRIBUTION OF RESPONSIBILITY FOR CONDUCT
OF PUBLIC OFFICIALS
International law is clear that the conduct of
any organ of the State, such as a court, or
the legislature, will always be regarded as
an act of that State, for which the State is
directly responsible (Draft articles on State
responsibility, art. 4).239 Attribution for acts of
officials who are part of a State organ (such as
police, prosecutors, immigration officials) will
depend on whether the individual concerned
is acting in an apparently official capacity
or under colour of authority. Importantly, “it
is irrelevant for this purpose that the person
concerned may have had ulterior or improper
motives or may be abusing public power”
(art. 4, para. 13). That the act in question was
unauthorized or ultra vires is also irrelevant
when determining whether or not it is to be
characterized as an act of the State (art.
7).240 Both of these are important principles
in the present context. States may defend
themselves against allegations of public-sector
involvement in trafficking by pointing out that
such involvement is contrary to national law
and policy. Under the rules of attribution,
“conduct carried out by persons cloaked with
governmental authority” will be attributed to
the State as an act of that State.241 A national
prohibition against trafficking would therefore
be insufficient to enable the State to avoid its
international legal responsibility for complicity
in trafficking by its public officials.242
The task then becomes one of distinguishing
between “official” conduct and “private”
conduct. Some situations will be relatively
straightforward. For example, a border official
accepts money in exchange for turning a blind
eye to groups of young women being escorted
across the border in suspicious circumstances.
This individual is undoubtedly acting contrary
to internal law and thereby exceeding his or
her lawful authority. However, it is the official
position of that person which allows him or
her to engage in this conduct. The attribution
of that individual’s conduct to the State and a
consequential finding of responsibility against
the State should not, therefore, be particularly
difficult.
The question of attribution may be more
complicated when the acts or omissions
in question appear to be those of private
individuals who also happen to be agents of the
Petrolane Inc. v. Islamic Republic of Iran (1991) 27
Iran-U.S.C.T.R., 64, p. 92, cited in Draft articles on State
responsibility, article 7, para. 7. See also Caire case v.
UNRIAA (1929), pp. 516, 531, cited in Draft articles on
State responsibility, article 7, para. 5.
241
The International Court of Justice has confirmed this
principle to be a norm of customary international law:
Difference Relating to Immunity from Legal Process of a
Special Rapporteur of the Commission on Human Rights
(1999) ICJ Reports 87, para. 62.
239
Note that this provision applies both to organs of the
State and to “a person or entity empowered to exercise
elements of the governmental authority”. The European
Court of Human Rights has held that a State’s authorities
“are strictly liable for the conduct of their subordinates;
they are under a duty to impose their will and cannot
shelter behind their inability to ensure that it is respected.”
Ilascu and Others v. Moldova and Russia (48787/99)
[2004] ECHR 318 (8 July 2004), para. 319.
240
120
In the Velásquez Rodríguez Case, for example, the
Inter-American Court of Human Rights stated that a
determination as to whether a breach of the American
Convention on Human Rights had occurred did not
depend on whether or not provisions of internal law
had been contravened or authority exceeded: “Under
international law, a State is responsible for the acts of its
agents undertaken in their official capacity and for their
omissions, even when those agents act outside the sphere
of their authority or violate internal law” (para. 170).
242
RECOMMENDED PRINCIPLES AND GUIDELINES ON HUMAN RIGHTS AND HUMAN TRAFFICKING
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