PART 2.1
Velásquez Rodríguez Case,120 in which the Court
found that the disappearance of the complainant
had been carried out by State officials. More
importantly for the present discussion, the Court
further held that “even had that fact not been
proven,” the State would have been liable for its
lack of due diligence in preventing or punishing
the violative conduct of putatively private
actors.121 The Court confirmed that responsibility
is incurred when “a violation of … rights … has
occurred with the support or the acquiescence of
the Government, [or when] the State has allowed
the act to take place without taking measures to
prevent it or to punish those responsible” (para.
173). As noted above, attribution is not enough:
there must also be breach of an obligation. In
this case, liability derived from a breach, by
the State, of the rule contained in article 1 of
the American Convention on Human Rights that
required States parties to “respect ” the rights
guaranteed by the Convention and to “ensure”
their full and free exercise to all persons. In a
judgement with implications for the international
and regional human rights treaties that also
impose on States an obligation to “protect” or
“ensure” human rights for persons within their
territories or under their jurisdictions, the Court
held that States are required:
[T]o organize the governmental apparatus and,
in general, all the structures through which
public power is exercised, so that they are
capable of juridically ensuring the free and full
enjoyment of human rights (para. 166).
Velásquez Rodríguez Case, Judgement of 29 July
1988, Inter-American Court of Human Rights (Ser. C)
No. 4 (1988). Note that the most relevant aspects of
this judgement for the present study are also reflected in
another case which was considered by the Court in 1989:
Godínez Cruz Case, Judgement of 20 January 1989,
Inter-American Court on Human Rights (Ser. C) No. 5
(1989). Both judgements are analysed in detail in Shelton,
“Private violations, public wrongs and the responsibilities
of States”.
120
121
78
Velásquez Rodríguez Case, para. 182.
In addition to preventing the violation of
protected rights, the State must also attempt to
investigate and punish such violations, restore
the right violated, and provide appropriate
compensation for resulting damages (para. 177).
These heads of responsibility would apply even
where the State itself was not the immediate
agent of harm. For example, a State could be
legally responsible for its lack of due diligence
in preventing or responding appropriately to a
violation (para. 172). A State could also incur
responsibility by failing to investigate private
abuses of rights seriously, and thereby aiding
in their commission (para. 166). The doctrine
to emerge from the Velásquez Rodríguez Case
with respect to State responsibility for the acts
of private entities is usefully summarized in the
following extract from the judgement:
The State has [under article 1 of the American
Convention] a legal duty to take reasonable
steps to prevent human rights violations and
to use the means at its disposal to carry
out a serious investigation of violations
committed within its jurisdiction, to identify
those responsible, to impose the appropriate
punishment and to ensure the victim adequate
compensation (para. 174).
The decision in the Velásquez Rodríguez Case
does not diminish the general rule governing
the non-attribution of private conduct. The Court
explicitly affirmed that the State is responsible
only for those human rights violations that can
ultimately be attributed to an act or omission by
a public authority under the rules of international
law (para. 164). In cases where responsibility
for the initial act does not fall on the State,
responsibility can still be imputed because of
a subsequent failure on the part of the State
to exercise “due diligence” in preventing,
responding to, or remedying abuses committed
by private persons or entities (para. 172).
Whether or not such imputation is possible
depends on the relevant primary rules and the
RECOMMENDED PRINCIPLES AND GUIDELINES ON HUMAN RIGHTS AND HUMAN TRAFFICKING
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