Criminal detention and alternatives: fundamental rights aspects in EU cross-border transfers
that, in some cases, rehabilitation of non-citizens could
be better achieved in Austria.102 Similar measures have
also been adopted in Belgium, Hungary, Spain and the
United Kingdom. Correspondingly, the executing state’s
consent is required for transfers of probation measures/supervision measures upon request of the sentenced person/suspect to a state other than a state of
residency (Article 5 (2) of the Framework Decision on
probation and alternative sanctions and Article 9 (2)
of Framework Decision on the ESO). As emerges from
Recital 14 of the Framework Decision on probation and
alternative sanctions, such consent may be given, with
a view to social rehabilitation, where the sentenced
person intends to move to another Member State to
work, study, or join family members.
Additionally, each decision contains a list of grounds
based on which executing states can decide not to recognise judgments or decisions. The Framework Decision
on transfer of prisoners and the Framework Decision on
probation and alternative sanctions both list 12 grounds
for such non-recognition (in Article 9 and Article 11,
respectively). The Framework Decision on the ESO provides for nine grounds for non-recognition (in Article 15).
The following grounds are common to all three
decisions:
• related to the certificate, which by law has to
accompany the judgment or the decision – when it
is incomplete or manifestly does not correspond to
the judgment or decision, and has not been corrected
within a set deadline;
• related to the executing state – when the criteria
for forwarding the judgment or decision have not
been met and the judgment or decision cannot
be forwarded to that state (for example, the sentenced person is not a national of that state or that
state did not consent to transfer and such consent
is necessary);
• related to legal obstacles arising from the executing
state’s domestic law, namely:
• recognition of the judgment or decision would
contravene the ne bis in idem principle
• the act in question does not constitute an offence
(except for acts of fiscal nature)
• the enforcement of criminal prosecution is
statute-barred
• immunity prevents the executing state from
supervising the measure
102 Austria, Federal law on judicial cooperation in criminal
matters with the Member States of the European Union,
Bundesgesetz über die justizielle Zusammenarbeit in
Strafsachen mit den Mitgliedstaaten der Europäischen
Union (EU-JZG), para. 39 (1) 3; Explanatory Remarks on the
Act Implementing Framework Decision 2008/909/JHA (1523
der Beilagen XXIV. GP - Regierungsvorlage - Vorblatt u.
Erläuterungen).
46
• a person, owing to their age, could not be held
criminally liable.
Four procedural barriers are common to the Framework
Decision on transfer of prisoners and the Framework
Decision on probation and alternative sanctions:
• less than six months of the sentence are to be
served, or the probation or alternative sanction is
of less than six months’ duration;
• the judgment was rendered in absentia, unless the
sentenced person was properly summoned;
• the territorial jurisdiction of the executing state
applies to the criminal offences addressed in the
judgment or decision;
• the judgment or decision refers to a psychiatric or
health care measure that could not be executed or
supervised in accordance with the law of the executing state.
Additional grounds for non-recognition are specific to
certain instruments:
• when a certificate relates to measures that cannot be
supervised by the executing state (the Framework
Decision on probation and alternative sanctions, and
the Framework Decision on the ESO);
• when an issuing state does not give its consent for
non-application of the specialty rule (the Framework
Decision on transfer of prisoners);
• if the executing state, in the case of a breach of the
supervisory measures, would have to refuse to surrender the person concerned in accordance with the
Framework Decision on the European Arrest Warrant103 (Framework Decision on the ESO).
According to FRA’s research, as of 1 June 2015, Bulgaria
had refused several transfers as issuing state because
its authorities did not accept the consequences that
the adaptions of the sentences by potential executing
states would have had.104 In Ireland, in respect of prisoners requesting to transfer out of the country, applications can be, and already have been, refused when
substantial reductions in sentences can be expected
or if there is good reason to believe that an applicant
would not ordinarily reside in the jurisdiction he or she
is applying to.105
Belgium has also refused numerous transfers as executing state when finding that an individual requested
a transfer for reasons incompatible with the law’s
objectives (e.g. to benefit from a more flexible regime).
103 Council Framework Decision 2002/584/JHA, Art. 3 and
Art. 4.
104 Bulgaria, Supreme Prosecution Office of Cassation (2015),
Letter No. 5676/2015 to the Center for the Study of
Democracy.
105 Ireland, Department of Justice and Equality (2015), p. 9.
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