Criminal detention and alternatives: fundamental rights aspects in EU cross-border transfers
The three Framework Decisions at the centre of this
study are:
1. Framework Decision on transfer of prisoners4 – providing for transfers of prison sentences to be served
in other EU Member States;
2. Framework Decision on probation and alternative
sanctions 5 – providing for transfers of probation
measures and alternative sanctions to be supervised
in other EU Member States; and
3. Framework Decision on the European Supervision
Order (ESO)6 – providing for transfers of decisions on
supervision measures as alternatives to provisional
detention to be supervised in other Member States.
The Framework Decision on transfer of prisoners provides for transferring sentenced persons to serve
their terms in their ‘home countries’ or, in some circumstances, in other EU Member States. The Framework Decision on probation and alternative sanctions
allows persons sentenced to non-custodial measures
to have the measure imposed on them supervised in
their home country. Finally, the Framework Decision on
the European Supervision Order covers suspects and
accused persons awaiting trial and allows for transfers of non-custodial supervision measures to other
EU Member States.
The instruments should apply to everyone, regardless
of whether they are EU nationals or not. They do not
cover transfers to non-EU countries. Correct implementation and application of the instruments facilitates
social rehabilitation of prisoners as they can serve their
sentences in familiar environments in their home countries, while persons sentenced to non-custodial measures and suspects and accused people can have the
measures imposed on them supervised in their home
country. Additionally, non-custodial measures can be
transferred to other Member States, to enable studying or working in those countries. In this aspect the
4
5
6
18
Council of the European Union (2008), Council Framework
Decision 2008/909/JHA of 27 November 2008 on the
application of the principle of mutual recognition to
judgments in criminal matters imposing custodial
sentences or measures involving deprivation of liberty
for the purpose of their enforcement in the European
Union, OJ 327, 5 December 2008 (Council Framework
Decision 2008/909/JHA).
Council of the European Union (2008), Council Framework
Decision 2008/947/JHA of 27 November 2008 on the
application of the principle of mutual recognition to
judgments and probation decisions with a view to the
supervision of probation measures and alternative
sanctions, OJ L 337, 16 December 2008 (Council Framework
Decision 2008/947/JHA).
Council of the European Union (2009), Council Framework
Decision 2009/829/JHA of 23 October 2009 on the
application, between Member States of the European
Union, of the principle of mutual recognition to decisions
on supervision measures as an alternative to provisional
detention, OJ L 294, 11 November 2009 (Council Framework
Decision 2009/829/JHA).
Framework Decisions reflect and conform to the principles of the free movement of people and free movement of workers, and reinforce the EU area of justice.
These instruments should be seen in light of the wellestablished Framework Decision on the European Arrest
Warrant (EAW)7 of 2002, which at the time of adoption
was rather controversial but proved to be functional and
operational – although some criticism persists. The three
Framework Decisions on transfer constitute a next step
in strengthening mutual recognition.
Pursuant to the principle of mutual recognition, decisions made by judicial authorities in one EU Member
State are recognised – and, where necessary, enforced –
by entities in another EU Member State. Endorsed by the
1999 European Council meeting in Tampere, this principle has become the cornerstone of judicial cooperation in both civil and criminal matters within the EU.8 In
a nutshell, Member States accept the outcomes of each
other’s judicial processes, as long as EU law is applied
and fundamental rights are respected. This entails some
restrictions on Member States’ autonomy, as EU law
is to be applied without taking into consideration the
practice within individual Member States. The international law principle of ‘reciprocity’ is thus done away
with in the EU context.9
The three instruments differ from the EAW in that they
deal with persons already brought before the justice
system while the EAW considers people who knowingly or unknowingly absconded and are sought after
to have them appear before a criminal tribunal. It is
partly for this reason that the three Framework Decisions have to date received less media attention and
less criticism. This is also due to the fact that Member
States have been rather slow in their implementation
(see Figure 1). Therefore, while reading the summary
of findings, it should be noted that, at the time of data
collection, not all Member States had implemented all
three Framework Decisions; and, even if the decisions
were implemented in law, relevant practice had not yet
been established.
However, the Framework Decisions’ potential impact
should not be underestimated: reliance on these instruments could increase, and this could boost social rehabilitation, encourage greater use of alternatives to
detention, and even improve detention standards – all
with great importance for fundamental rights. All of this
7
8
9
Council of the European Union (2002), Council Framework
Decision 2002/584/JHA of 13 June 2002, on the European
Arrest Warrant and the surrender procedures between
Member States, OJ L 190, 18 July 2002 (Council Framework
Decision 2002/584/JHA).
European Council (1999).
CJEU, Joined Cases, C-404/15 and C-659/15 PPU, Pál Aranyosi
and Robert Căldăraru, 5 April 2016, paras. 75–80.
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