D. Elements and Principles of Investigations
1.
(b) Recover and preserve all material probative
of the cause of death, the identity of
the perpetrator(s) and the circumstances
surrounding the death59
Elements of the duty to investigate
22. International law requires that investigations
be: (i) prompt; (ii) effective and thorough; (iii)
independent and impartial; and (iv) transparent.53
(c) Identify possible witnesses and obtain their
evidence in relation to the death and the
circumstances surrounding the death
i. Prompt
23. The rights to life and to an effective remedy
are violated when investigations into potentially
unlawful death are not conducted promptly.54
Authorities must conduct an investigation as soon
as possible and proceed without unreasonable
delays.55 Officials with knowledge of a potentially
unlawful death must report it to their superiors or
proper authorities without delay.56 The duty of
promptness does not justify a rushed or unduly
hurried investigation.57 The failure of the State
promptly to investigate does not relieve it of its
duty to investigate at a later time: the duty does
not cease even with the passing of significant
time.
(d) Determine the cause, manner, place and
time of death, and all of the surrounding
circumstances. In determining the manner of
death, the investigation should distinguish
between natural death, accidental death,
suicide and homicide;60 and
(e) Determine who was involved in the death and
their individual responsibility for the death.
It will almost always be the case that these aims
will be materially assisted in some way by the
performance of an autopsy. A decision not to
undertake an autopsy should be justified in
writing and should be subject to judicial review.
In the case of an enforced disappearance, an
investigation must seek to determine the fate of
the disappeared and, if applicable, the location
of their remains.61
ii. Effective and thorough
24. Investigations of any potentially unlawful death
or enforced disappearance must be effective
and thorough. Investigators should, to the extent
possible, collect and confirm (for example by
triangulation) all testimonial, documentary and
physical evidence. Investigations must be capable
of: ensuring accountability for unlawful death;
leading to the identification and, if justified
by the evidence and seriousness of the case,
the prosecution and punishment of all those
responsible;58 and preventing future unlawful
death.
25. Investigations must, at a minimum, take all
reasonable steps to:
(a) Identify the victim(s)
26. The investigation must determine whether or
not there was a breach of the right to life.
Investigations must seek to identify not only
direct perpetrators but also all others who were
responsible for the death, including, for example,
officials in the chain of command who were
complicit in the death. The investigation should
seek to identify any failure to take reasonable
measures which could have had a real prospect
of preventing the death. It should also seek to
identify policies and systemic failures that may
have contributed to a death, and identify patterns
where they exist.62
53
See Human Rights Committee, General Comment No. 31, op. cit., para. 15; UN Fact-Finding Mission on the Gaza Conflict, para. 1814; see also UN Basic
Principles on the Use of Force and Firearms by Law Enforcement Officials, Principles 22 and 23; IACtHR, Gómez Palomino v. Peru, Judgment, 22 November
2005, para. 79 ff; and Landaeta Mejías Brothers and others v. Venezuela, Judgment, 27 August 2014, para. 254; ACHPR, Amnesty International and others
v. Sudan, 15 November 1999, para. 51; ACHPR, General Comment No. 3 on the Right to Life, para. 7; ICPED, Art. 12(1).
54
IACtHR, Garibaldi v. Brazil, Judgment, 23 September 2009, para. 39. For the requirement during armed conflict, see, e.g., Report of the detailed findings of
the independent commission of inquiry established pursuant to Human Rights Council resolution S-21/1, UN doc. A/HRC/29/CRP.4, 24 June 2015, para.
625; Turkel II, Recommendation 10, para. 66, p. 399.
55
Turkel II, paras. 37, 63–66; pp. 385, 397–99.
56
IACtHR, Anzualdo Castro v. Peru, Judgment, 22 September 2009, para. 134.
57
ECtHR, Pomilyayko v. Ukraine, Judgment, 11 February 2016, para. 53.
58
Human Rights Committee, José Antonio Coronel and others v. Colombia, Views (Comm. No. 778/1997), 24 October 2002; Sathasivam v. Sri Lanka, Views
(Comm. No. 1436/2005), 8 July 2008; and Abubakar Amirov and others v. Russia, Views (Comm. No. 1447/2006), 2 April 2009. Working Group on
Enforced or Involuntary Disappearances, General Comment on the Right to the Truth in Relation to Enforced Disappearances, para. 5.
59
This should include telephone logs or reports, as well as digital evidence contained on mobile telephones, computers, cameras and other electronic devices.
60
IACtHR, Véliz Franco and others v. Guatemala, 2011, para. 191.
61
See ICPED, Art. 24(2) and (3).
62
For example, in order to establish the element of “widespread or systematic”, evidence of the same chronology of events in different towns could be valuable
(e.g. the arming of certain groups within the area, the arrival of paramilitaries into an area shortly before mass killings, communication and interaction between
military and paramilitary groups, action by the military in support of paramilitary groups (e.g. shelling in advance of ground movement by paramilitaries),
the establishment of detention facilities as part of a take-over plan, transfer of prisoners in an organized way between detention facilities in different towns,
advanced preparation of mass graves, or templated paperwork used for the arrest, detention and transfer of prisoners).
7
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