being subjected to torture” 120. Consequently, the threshold
of Art. 3 UNCAT is that there are “substantial grounds”
for believing that the person might be in danger of torture
when sent to another State. The “substantial grounds” contain a foreseeable, real and personal risk of torture.121 The
grounds have to go “beyond mere theory or suspicion” or a
possibility of torture. At the same time the risk does not
have to be “highly probable”. 122
–
4.1.3 The Protection of Non-refoulement for Trafficked
Persons within the Convention Against Torture
The following section will analyse the extent to which trafficked persons can use the protection of non-refoulement as
provided by Art. 3 UNCAT. Can non-refoulement also protect trafficked persons when they have to fear re-trafficking,
retaliation, and rejection by the family or the community?
Does the principle of non-refoulement also offer trafficked
persons who are not recognized as refugees the possibility
of residence?
The principle of non-refoulement as laid down in Art. 3
UNCAT only applies to torture in the sense of Art. 1 UNCAT and does not cover other forms of ill-treatment.117 In
comparison to the non-refoulement principle in Art. 33 of
the Refugee Convention, it is important to stress that the
protection from refoulement under Art. 3 UNCAT is an
absolute right which is not subject to any exclusion or limitation clause. Even if the person is regarded as a danger to
the security of the host State, this State must not return the
person to the country of origin.118 A further difference to
the Refugee Convention is that the scope of the protection
under UNCAT is much broader and encompasses not only
asylum seekers and refugees but all aliens, including persons without a residence permit and persons who did not
request asylum. The Committee against Torture also mentions trafficked persons as a particularly vulnerable group
which should not be excluded from the scope of protection
of Art. 3 UNCAT.119
Art. 3 UNCAT states that the State must not “expel, return
or extradite a person to another State where there are substantial grounds for believing that he would be in danger of
The United Nations Convention against Torture:
A Commentary
The danger has to be “personal and present” 123. Additionally, it has to be stressed, that the “substantial grounds” are
not only found based on acts which were committed prior
to leaving the country but also on activities which happened in the country of destination.124 This is particularly
important for cases of trafficking in human beings since
the development of the act of trafficking in human beings
spans from the country of origin to the country of destination. The reasons which may make a return impossible
for trafficked persons may be established in the country of
destination.
In order to assess the risk of torture in the State in which
the person shall return to, State authorities have to assess
not only the general situation in the receiving State, but
also the particular situation of the person. As stated in Art.
3 (2) UNCAT, States have to assess the possible existence
of a “consistent pattern of gross, flagrant or mass violations
of human rights” 125. In case there is a consistent pattern of
gross, flagrant or mass violations of human rights found, it
nevertheless has to be demonstrated that the individual is at
risk. If the individual circumstances of a person show that
there might be a risk of being tortured, then the protection
of refoulement of Art. 3 UNCAT applies, even if there is no
consistent pattern of torture or other gross or mass human
rights violations.126
4.1.4 The Protection of Non-refoulement for Trafficked
Persons at the European Level
The obligation of States parties not to return an individual
Convention against Torture and other Cruel,
Inhuman or Degrading Treatment or Punishment
The United Nations Convention against Torture:
A Commentary
CAT General Comment
No. 1: Implementation of Article 3 of the Convention in the Context of Article
22 (Refoulement and Communications)
Complementary Protection in International Refugee Law
Convention against Torture and other Cruel, Inhuman or Degrading Treatment or Punishment
The United Nations Convention against Torture:
A Commentary
30
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