PART I. SETTING THE BOUNDARIES FOR THE USE OF FORCE IN LAW ENFORCEMENT
Precaution
It is important to underline that law enforcement actors at all levels should take precautions
to avoid or minimize the use of force, that is, make a conscious effort—prior to the escalation
of events—to minimize to the greatest extent possible the likelihood of using force. This
requires above all effective planning prior to law enforcement operations. As the Special
Rapporteur on extrajudicial, summary or arbitrary executions remarked:
“Once a situation arises where the use of force is considered, it is often too late to
rescue the situation. Instead, in order to save lives, all possible measures should be
taken ‘upstream’ to avoid situations where the decision on whether to pull the trigger
arises, or to ensure that all the possible steps have been taken to ensure that if that
happens, the damage is contained as much as is possible.”52
Accountability
Under the principle of accountability, States, law enforcement agencies and their officials
should take responsibility for inappropriate use of force and answer to their victims. States
should set up “a system of internal and external checks and balances aimed at ensuring that
[law enforcement agencies] carry out their duties properly and are held responsible if they
fail to do so”.53 Law enforcement agencies should be subjected to appropriate control and
oversight of their compliance with the legal and operational framework governing their functioning and be held accountable for the fulfilment of their duties, including with regards to
their use of force.
Part V of this resource book will go more in-depth into the legal and practical meaning of
accountability.54
For accountability purposes, the lawful objective of using force and the steps to take in the
aftermath of using force must be captured in applicable regulations. Principles 5, 6, 10, 11 of the
BPUFF lay out the measures that should be adopted to minimize the adverse consequences that
may result from it:
•
Exercise restraint in such use and act in proportion to the seriousness of the offence
and the legitimate objective to be achieved.
•
Minimize damage and injury, and respect and preserve human life.
52
See Report of the Special Rapporteur on extrajudicial, summary or arbitrary executions (A/HRC/26/36),
1 April 2014, para. 63: “A failure to take proper precautions in such a context constitutes a violation of the right
to life. In McCann and Others v. the United Kingdom, for example, the European Court of Human Rights (application
No. 18984/91, 27 September 1995) held that the use of lethal force by soldiers who erroneously but in good faith
believed that a group of terrorists were about to trigger an explosion did not violate the right to life, but that the
lack of control and organization of the operation as a whole did violate the right.”
53
See UNODC Resource book on Police Accountability, Oversight and Integrity, 2011 at: http://www.unodc.org/documents/justice-and-prison-reform/crimeprevention/PoliceAccountability_Oversight_and_Integrity_10-57991_Ebook.pdf
54
When courts are called to assess post hoc whether the use of force by law enforcement in a specific situation
was consistent with the guiding principles for the use of force, allowance may need to be made for the emergency
nature of the decisions law enforcement officers are called to take in dangerous situations, without benefitting from
the opportunity to reflect calmly and the hindsight knowledge that the Court will have when assessing whether the
decision taken was right or wrong. (See United States Supreme Court decision in Graham v. Connor, 490 U.S. 386
(1989): “The calculus of reasonableness must embody allowance for the fact that police officers are often forced to
make split-second judgments – in circumstances that are tense, uncertain, and rapidly evolving – about the amount
of force that is necessary in a particular situation.”)
19
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