National Preventive Mechanism Fifth Annual Report 2013–14
Health
Mental Health Act Commissioners raised
concerns with restraint practice in hundreds
of visits in England. In one example, CQC
observed physical restraint being used by
three members of staff against one patient.
During a 15 minute period, the patient was
placed in the prone position on her stomach
on her bedroom floor, with her legs restrained
by one of the members of staff while others
held her arms. The patient protested about
the pain to her legs and constantly requested
staff to stop. CQC noted subsequently that
the patient’s observation chart recorded little
detail about the incident, nor did it record
the views of the patient. In addition to their
response to the individual incident, CQC took
action to ensure training and monitoring
improved adherence to the Code of Practice.
Raising awareness
The IMBs used their annual conference to
raise awareness of restraint issues, with a
presentation of the findings of the Independent
Advisory Panel on Non-Compliance
Management and some subsequent training
provided to relevant monitors.
ii. Preventing sanctions arising from NPM
work
The Optional Protocol to the Convention
against Torture requires that sanctions (any
punishment or prejudice resulting from a
person or organisation’s contact with an
NPM or its staff) should not be permitted
or tolerated (Art. 21). As reported in the
NPM’s Fourth Annual report, NPM members
committed to take action to address this
requirement and their own responsibility
to prevent any sanctions arising from their
work, and address any that came to light.
In October 2013, HMI Prisons and the IMBs
adopted a protocol,37 jointly with the Prisons
and Probation Ombudsman, to guide joint
work to protect any prisoner/detainee from
sanctions or other prejudice. The protocol
provides reassurance that prisoners/detainees
should be able to freely communicate with
each organisation without fear of sanctions or
other prejudice, and sets out specific working
arrangements to ensure that the three bodies
follow up appropriately on any case that arises.
Since the protocol was adopted, 10 alleged
cases of sanctions – or concerns that they
may arise – were reported and acted upon.
The majority of allegations of sanctions arose
as a result of a prisoner having spoken to a
member of staff from HMI Prisons.
The serious nature of a small number of
some of the cases and allegations has led to
relevant establishments conducting internal
investigations in some instances, and the
parties to the protocol have remained in
contact to monitor the action taken and
ensure it is appropriate.
An initial evaluation of the implementation of
the protocol identified its positive influence
in raising awareness among NPM staff of
their responsibility to prevent and act upon
sanctions, which are unlikely to be overt, as
well as demonstrating that such cases can
be addressed. Further efforts to ensure all
incidents of reported sanctions are followed
up in line with the protocol will be pursued
in the next reporting year, as well as efforts
to extend this work across jurisdictions and
types of detention.
The NPM was able to share its experience
of preventing and addressing sanctions at
37 http://www.justiceinspectorates.gov.uk/prisons/wp-content/uploads/sites/4/2014/02/hmip-imb-ppo-protocol.pdf
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