20
SAUNDERS v. UNITED KINGDOM JUDGMENT
circumstances of the case. In particular, it must be determined whether the
applicant has been subject to compulsion to give evidence and whether the
use made of the resulting testimony at his trial offended the basic principles
of a fair procedure inherent in Article 6 para. 1 (art. 6-1) of which the right
not to incriminate oneself is a constituent element.
70. It has not been disputed by the Government that the applicant was
subject to legal compulsion to give evidence to the inspectors. He was
obliged under sections 434 and 436 of the Companies Act 1985 (see
paragraphs 48-49 above) to answer the questions put to him by the
inspectors in the course of nine lengthy interviews of which seven were
admissible as evidence at his trial. A refusal by the applicant to answer the
questions put to him could have led to a finding of contempt of court and
the imposition of a fine or committal to prison for up to two years (see
paragraph 50 above) and it was no defence to such refusal that the questions
were of an incriminating nature (see paragraph 28 above).
However, the Government have emphasised, before the Court, that
nothing said by the applicant in the course of the interviews was
self-incriminating and that he had merely given exculpatory answers or
answers which, if true, would serve to confirm his defence. In their
submission only statements which are self-incriminating could fall within
the privilege against self-incrimination.
71. The Court does not accept the Government’s premise on this point
since some of the applicant’s answers were in fact of an incriminating
nature in the sense that they contained admissions to knowledge of
information which tended to incriminate him (see paragraph 31 above). In
any event, bearing in mind the concept of fairness in Article 6 (art. 6), the
right not to incriminate oneself cannot reasonably be confined to statements
of admission of wrongdoing or to remarks which are directly incriminating.
Testimony obtained under compulsion which appears on its face to be of a
non-incriminating nature - such as exculpatory remarks or mere information
on questions of fact - may later be deployed in criminal proceedings in
support of the prosecution case, for example to contradict or cast doubt
upon other statements of the accused or evidence given by him during the
trial or to otherwise undermine his credibility. Where the credibility of an
accused must be assessed by a jury the use of such testimony may be
especially harmful. It follows that what is of the essence in this context is
the use to which evidence obtained under compulsion is put in the course of
the criminal trial.
72. In this regard, the Court observes that part of the transcript of
answers given by the applicant was read to the jury by counsel for the
prosecution over a three-day period despite objections by the applicant. The
fact that such extensive use was made of the interviews strongly suggests
that the prosecution must have believed that the reading of the transcripts
assisted their case in establishing the applicant’s dishonesty. This
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