CCPR/C/115/D/2005/2010
State party’s observations on the merits and author’s comments thereon
(a)
Claims under article 15 regarding retrospective punishment
State party’s observations
84.
Australia disagrees with the author’s argument that the protection of article 15 must
extend to wherever enforcement of a sentence takes place, including where a sentence is
enforced by another State in its own territory; that otherwise one State would be free to
enforce retroactive penalties imposed by another State’s courts without itself violating
article 15; and that this would create an incentive to “contract out” the enforcement of
sentences to other States whose imprisonment of an offender could not be challenged in the
second State for retroactivity. That hypothetical scenario fails to deal with the reality of the
international framework for the transfer of sentenced persons. Bilateral and multilateral
transfer agreements do not provide for the enforcement of sentences to be “contracted out”
at the convenience of the sentencing State.
85.
Australia disagrees with the author’s contention that Australia accepted “full
responsibility” for the enforcement of the author’s sentence by operation of the transfer
arrangement. The arrangement draws on elements of the Convention on the Transfer of
Sentenced Persons of the Council of Europe, to which both countries are party. Paragraph 8
of the arrangement, which is based on article 8 (1) of the Convention, provides that the
taking into custody of a prisoner by Australia has the effect of suspending the enforcement
of the sentence by the United States of America. Hence, the transfer only suspends and does
not terminate the enforcement of that prisoner’s sentence by the United States.
Furthermore, in paragraph 9.1 of the arrangement, it is stipulated that “the competent
authorities of Australia are to continue the enforcement of the sentence immediately upon
the prisoner being taken into Australian custody”. The use of the word “continue” makes
clear that Australia is not engaged in a separate process of enforcement for which it bears
“full responsibility”.
86.
In paragraph 10.1 of the arrangement, it is stipulated that “consistent with its law,
the Government of Australia is to respect and maintain the legal nature and duration of the
sentence as determined by the United States”. In continuing to enforce the sentence,
Australia is thus not permitted to change its legal nature or duration, except insofar as the
sentence would need to be adapted to avoid incompatibility with Australian law.
87.
In paragraph 9.2 of the arrangement, it is stipulated that “the enforcement of the
sentence in Australia is to be governed by the law of Australia and Australia alone is to be
competent to take all appropriate decisions”. The use of the term “appropriate” suggests
that Australia alone does not take all decisions; for instance, it cannot change the legal
nature or duration of the sentence. Furthermore, in paragraph 12, which draws on articles
12 and 13 of the Convention on the Transfer of Sentenced Persons, it is stipulated that the
United States alone is to have the right to decide on any application for review of the
judgement or to pardon the offence. In doing so, it is thus made clear that the United States
retains responsibility for convictions by military commissions and that this has not passed
to Australia.
88.
Finally, in paragraph 13 of the arrangement, which is based on article 14 of the
Convention on the Transfer of Sentenced Persons, it is provided that Australia is to
terminate the enforcement of a sentence if it is informed by the United States of “any
decision or measure as a result of which the sentence ceases to be enforceable”. This shows
that the United States continues to exercise responsibility for sentences and the legal review
of the proceedings that led to those sentences.
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