CCPR/C/115/D/2005/2010
89.
The interpretation of the provisions in the transfer arrangement proposed by the
author, if accepted, may undermine the intention of schemes facilitating the international
transfer of prisoners. If receiving States are to be regarded as assuming responsibility for
the trial and conviction of their nationals in other States as part of the transfer process, a
receiving State may well be reluctant to agree to the return of its nationals without a
comprehensive review of the processes that led to their convictions, an outcome that would
risk negating the humanitarian and rehabilitative objectives of prisoner transfer schemes.
Author’s comments
90.
The author states that no serious interpretation of article 15 can hold that it covers
only convictions but not penalties.
91.
By “full responsibility” for enforcement, the author means that Australia bears full
responsibility for such enforcement functions as are assigned to it by the transfer
arrangement. Australia was responsible for continuing the “enforcement” of the sentence in
accordance with Australian law and was competent to make all appropriate decisions. In the
performance of those functions, Australia was required to comply with its obligation under
article 15 to ensure that no one within its territory and jurisdiction was subjected to
retrospective punishment, including imprisonment. Nothing in article 15 creates an
exception for transfer arrangements. Moreover, the tasks allocated to Australia were of such
nature that the State’s conduct can be assessed for compliance with article 15 without
reference to whatever enforcement acts the United States may have performed after the
author’s return to Australia.
92.
The author expresses doubts as to whether his transfer complies with the Convention
on the Transfer of Sentenced Persons. First, the Convention applies only to sentences
imposed by a court of law. Given the characteristics of the United States Military
Commission, it is doubtful whether it can be qualified as a court. Second, the Convention
imposes the double criminality rule. In that respect, Australia has repeatedly maintained
that the author could not be prosecuted in Australia for lack of a corresponding offence
under the legislation in force at the time. Third, under the Convention, either the
administering State or the sentencing State may grant pardon, amnesty or commutation of
the sentence. In contrast, the author’s transfer arrangement permitted only the United States
to make such decisions. Thus, the arrangement is clearly incompatible with the Convention.
93.
The author claims that States must not cooperate in transfers following convictions
that result from a flagrant denial of justice. Receiving States are not required to conduct a
“comprehensive” review of the actual conditions in which the trial took place, but simply to
review the foreign proceeding for the purpose of determining whether a flagrant denial of
justice occurred. Precluding cooperation in cases where justice is flagrantly denied would
send a signal to violator States that there are principled limits to transnational criminal
cooperation. The humanitarian objective of transferring a prisoner does not excuse
violations of the Covenant.
State party’s further submission
94.
Australia adds that bilateral agreements on prisoner transfer with a foreign country
are not to be regarded as a means of endorsing that country’s criminal justice system or the
trial process or sentence in a particular case. The transfer process does not involve an
evaluation of the foreign conviction or sentence, but rather considers the prisoner’s longterm welfare and rehabilitation. The enforcement of the author’s sentence was consistent
with the transfer arrangement and the continued enforcement method as set out in the
International Transfer of Prisoners Act 1997. Taking a position that Australia could
progress with an individual transfer application or effect the actual transfer of a person only
where there exists full confidence in the relevant foreign country’s criminal justice system
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